The Regulatory Compliance in Bank Operations Training is an essential program designed to provide
banking professionals with the necessary skills and knowledge to navigate the complex regulatory
landscape that governs financial institutions. This course focuses on helping participants understand
the regulatory frameworks, compliance requirements, and risk management strategies that banks
must adhere to in order to avoid legal and financial penalties. Through a blend of theory, case studies,
and practical examples, participants will learn how to manage and implement compliance measures
related to Anti-Money Laundering (AML), Know Your Customer (KYC), Basel III, and other international
and local regulations. This training will equip participants with the tools to ensure their bank’s
operations are compliant, efficient, and secure while minimizing exposure to risks.
The program also emphasizes the growing importance of digital compliance as financial services move
toward digital and mobile banking. Participants will explore best practices in ensuring compliance
within the evolving digital banking landscape, covering issues such as data privacy, cybersecurity, and
fintech regulations. Upon completion, participants will be able to design and implement robust
compliance programs, conduct risk assessments, and ensure their institution adheres to all relevant
regulatory standards. The course ensures that professionals are equipped to meet the challenges of
regulatory compliance and are prepared to lead compliance efforts in their organizations.

Expected Outcomes:
1. Gain a comprehensive understanding of the core regulatory frameworks that govern bank
operations, including AML, KYC, Basel III, and GDPR.
2. Develop practical skills in implementing regulatory compliance measures in everyday banking
operations.
3. Learn to identify compliance risks and apply appropriate mitigation strategies.
4. Strengthen ability to conduct internal audits, regulatory reporting, and prepare for
compliance inspections.
5. Gain insights into managing compliance in the digital banking environment, including data
privacy and cybersecurity challenges.

Target Group:
 Compliance officers, regulatory affairs managers, and risk management professionals in
banks.
 Branch managers, senior managers, and executives involved in overseeing compliance and
operations.
 Internal auditors and professionals responsible for regulatory reporting and audit functions.
 Legal professionals working in banking and financial services.
 IT and digital banking professionals managing compliance with new technologies in banking.